Michael Durkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C D D Financial Services

    FRN 715797

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [PRA CF] Key function holder (1 Jan 2020 to 26 May 2023)
    • Sole trader dealing with clients for which they require qualification (1 Jan 2020 to 26 May 2023)
    • [FCA CF] Benchmark submission and administration (1 Jan 2020 to 26 May 2023)
    • [FCA CF] CASS oversight function (1 Jan 2020 to 26 May 2023)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 26 May 2023)
    • [FCA CF] Proprietary trader (1 Jan 2020 to 26 May 2023)
    • [FCA CF] Significant management (1 Jan 2020 to 26 May 2023)
    • Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
    • CF4 Partner (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
  • CDD Financial Services (no longer approved here)

    FRN 177827

    • Employed By (1 Oct 1998 to 31 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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