Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 10 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (24 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Sep 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (12 Sep 2007 to 31 Mar 2009)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (22 Jun 2006 to 12 Sep 2007)
  • The Mortgage Mine Ltd (no longer approved here)

    FRN 453535

    • Employed By (22 Jun 2006 to 12 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.