Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (22 Jun 2010 to 30 Jun 2016)
- CF30 Customer (1 Nov 2007 to 30 Jun 2016)
- CF10 Compliance Oversight (25 Jul 2005 to 30 Jun 2016)
- CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (17 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.