Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Norfolk & Suffolk Financial Services Limited (no longer approved here)

    FRN 115187

    • CF11 Money Laundering Reporting (22 Jun 2010 to 30 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2016)
    • CF10 Compliance Oversight (25 Jul 2005 to 30 Jun 2016)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (17 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.