Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Oct 2023)
    • 14. Managing investments
    • [FCA CF] Client dealing (since 29 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2023)
    • [FCA CF] Manager of certification employee (since 29 Oct 2023)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Jun 2023)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (13 Aug 2020 to 30 Jun 2023)
    • [FCA CF] Material risk taker (13 Aug 2020 to 30 Jun 2023)
    • CF30 Customer (29 May 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.