Michael Denis Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Jul 2018)
    • CF1 Director (AR) (since 22 Mar 2018)
    • CF30 Customer (4 May 2017 to 5 May 2017)
    • CF1 Director (AR) (4 May 2017 to 5 May 2017)
  • Pensionlite Ltd

    FRN 778159

    • (8)Employed By (since 22 Mar 2018)
    • (13)Employed By (4 May 2017 to 5 May 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 Mar 2018 to 26 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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