Michael Denis Forward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MICHAEL FORWARD FINANCIAL SERVICES LIMITED

    FRN 630157

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (22 Dec 2014 to 30 Sep 2018)
    • CF30 Customer (22 Dec 2014 to 29 Aug 2016)
    • CF11 Money Laundering Reporting (22 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Dec 2014 to 8 Dec 2019)
    • CF1 Director (22 Dec 2014 to 8 Dec 2019)
  • Michael Forward Financial Services Ltd (no longer approved here)

    FRN 189352

    • (1)Employed By (7 May 1999 to 21 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.