Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connells Limited
FRN 302221
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2021)
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- [FCA CF] Functions requiring qualifications (19 Oct 2022 to 1 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (3 Jun 2021 to 31 Aug 2022)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.