Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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National Australia Bank Limited
FRN 141309
- [FCA CF] Manager of certification employee (since 30 Apr 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- CF30 Customer (15 Oct 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2014)
- CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Oct 2006 to 27 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.