Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2020)
- CF30 Customer (6 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (3 Jun 2013 to 30 Jun 2013)
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- CF22 Investment Adviser (Trainee) (1 Jul 2004 to 14 Jun 2006)
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- CF22 Investment Adviser (Trainee) (29 Mar 2004 to 14 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.