Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF1 Director (31 Jan 2006 to 30 Jun 2012)
    • CF10 Compliance Oversight (31 Jan 2006 to 1 Aug 2009)
    • CF1 Director (AR) (29 Mar 2005 to 30 Jun 2012)
  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • CF1 Director (31 Jan 2006 to 30 Jun 2012)
    • CF11 Money Laundering Reporting (15 Jan 2006 to 1 Jun 2006)
    • CF10 Compliance Oversight (15 Jan 2006 to 1 Aug 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF11 Money Laundering Reporting (11 Oct 2002 to 1 Jun 2006)
    • CF1 Director (1 Dec 2001 to 26 Jun 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.