Michael David Cox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Dec 2016)
    • [FCA CF] Client dealing (since 12 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2016)
  • Chalkhill Partners LLP (no longer approved here)

    FRN 499335

    • CF4 Partner (30 Oct 2009 to 19 Aug 2010)
    • CF30 Customer (30 Oct 2009 to 19 Aug 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 5 Aug 2009)
    • CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.