Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Booler & Company (no longer approved here)

    FRN 146287

    • CF1 Director (AR) (26 Mar 2003 to 31 Dec 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Apr 2002)
    • CF4 Partner (1 Dec 2001 to 31 Dec 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Apr 2002)
  • Nicholsons PSP Limited (no longer approved here)

    FRN 223754

    • (6)Employed By (26 Mar 2003 to 21 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Nicholsons PSP Limited

  2. controlled function added: (6)Employed By at Nicholsons PSP Limited