Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (26 Mar 2003 to 31 Dec 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 12 Apr 2002)
- CF4 Partner (1 Dec 2001 to 31 Dec 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 12 Apr 2002)
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- (6)Employed By (26 Mar 2003 to 21 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (6)Employed By at Nicholsons PSP Limited