Michael David Barnard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • CF11 Money Laundering Reporting (11 Aug 2016 to 9 Jan 2018)
    • CF10 Compliance Oversight (11 Aug 2016 to 9 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 9 Jan 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 9 Jan 2018)
    • CF1 Director (1 Dec 2001 to 9 Jan 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.