Michael David Axe Turner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aqua Financial Limited

    FRN 605083

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 4 Mar 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 May 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Feb 2017 to 18 May 2018)
  • Warwick Road Financial Services Ltd (no longer approved here)

    FRN 656015

    • Employed By (24 Feb 2017 to 18 May 2018)
  • Church Financial Services Limited (no longer approved here)

    FRN 572611

    • CF30 Customer (2 Apr 2012 to 1 Mar 2017)
    • CF1 Director (2 Apr 2012 to 1 Mar 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (3 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Dec 2003 to 3 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.