Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] CASS oversight function (24 Jul 2025 to 7 Nov 2025)
    • [FCA CF] Manager of certification employee (14 Nov 2024 to 24 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2024 to 24 Jul 2025)
    • [FCA CF] Significant management (1 Dec 2017 to 18 Jun 2019)
    • [FCA CF] Client dealing (1 Dec 2017 to 18 Jun 2019)
    • CF30 Customer (16 Jul 2008 to 1 Nov 2013)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] CASS oversight function (24 Jul 2025 to 7 Nov 2025)
    • [FCA CF] Manager of certification employee (14 Nov 2024 to 24 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2024 to 24 Jul 2025)
    • [FCA CF] Significant management (16 Jul 2024 to 24 Nov 2025)
    • CF30 Customer (16 Jul 2008 to 1 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.