Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] CASS oversight function (24 Jul 2025 to 7 Nov 2025)
- [FCA CF] Manager of certification employee (14 Nov 2024 to 24 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2024 to 24 Jul 2025)
- [FCA CF] Significant management (1 Dec 2017 to 18 Jun 2019)
- [FCA CF] Client dealing (1 Dec 2017 to 18 Jun 2019)
- CF30 Customer (16 Jul 2008 to 1 Nov 2013)
-
- [FCA CF] CASS oversight function (24 Jul 2025 to 7 Nov 2025)
- [FCA CF] Manager of certification employee (14 Nov 2024 to 24 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2024 to 24 Jul 2025)
- [FCA CF] Significant management (16 Jul 2024 to 24 Nov 2025)
- CF30 Customer (16 Jul 2008 to 1 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.