Michael Darren Mullings

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Mortgage Mart (Midlands) Limited

    FRN 607931

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (15 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
    • CF1 Director (2 Jan 2014 to 8 Dec 2019)
  • The Mortgage Mart (Midlands) Ltd (no longer approved here)

    FRN 465834

    • Employed By (10 Apr 2007 to 20 Dec 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (13 Jun 2005 to 7 Aug 2006)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 7 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.