Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 15 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2022)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (13 Sep 2021 to 8 Nov 2023)
-
HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 15 Jan 2024)
- [FCA CF] Material risk taker (since 30 Nov 2023)
- [FCA CF] Significant management (since 30 Nov 2023)
- [FCA CF] Material risk taker (15 Aug 2022 to 8 Nov 2023)
- [FCA CF] Significant management (15 Aug 2022 to 8 Nov 2023)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 12 Feb 2022)
- [FCA CF] Manager of certification employee (13 Sep 2021 to 8 Nov 2023)
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 15 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2022)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (13 Sep 2021 to 8 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.