Michael Crampton

• Norton Michael Financial Management Limited

  FRN 800783

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 23 Apr 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (3 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jul 2018 to 30 Sep 2018)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Functions requiring qualifications (14 Jun 2022 to 14 Dec 2023)
  • [FCA CF] Client dealing (17 Feb 2021 to 17 Mar 2021)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (5 Feb 2016 to 2 Jul 2018)
  • CF1 Director (AR) (5 Feb 2016 to 2 Jul 2018)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (10 Sep 2014 to 31 Jan 2015)
  • CF1 Director (AR) (10 Sep 2014 to 31 Jan 2015)
• Norton Michael Financial Management Limited (no longer approved here)

  FRN 631768

  • Employed By (10 Sep 2014 to 31 Jan 2015)
• Michael Crampton (no longer approved here)

  FRN 214570

  • (1)Employed By (1 Dec 2001 to 3 Nov 2003)

No changes recorded yet.