Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (21 Dec 2015 to 27 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.