Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF19 Head of Overseas Branch/Head of Overseas (since 13 Feb 2025)
    • [FCA CF] Client dealing (since 1 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2023 to 13 Feb 2025)
    • [FCA CF] Material risk taker (12 Jan 2023 to 13 Feb 2025)
    • [PRA CF] Managing a material risk taker (12 Jan 2023 to 13 Feb 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 13 Feb 2025)
    • [FCA CF] Significant management (1 Mar 2019 to 27 Jan 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 Mar 2018 to 10 Jan 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Oct 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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