Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2022)
    • [FCA CF] Client dealing (since 28 Oct 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 23 May 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (24 May 2016 to 1 Jul 2018)
    • CF30 Customer (12 Jun 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (16 Dec 2009 to 21 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.