Michael Coll

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Michael Anthony Coll

    FRN 946617

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 10 Dec 2021)
    • SMF16 Compliance Oversight (since 10 Dec 2021)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2022)
    • CF7 Sole Trader (AR) (31 Jan 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (31 Jan 2005 to 31 Oct 2007)
  • Turnberry Financial Services (no longer approved here)

    FRN 207573

    • Employed By (31 Jan 2005 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.