Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 6 Jun 2005)
    • CF21 Investment Adviser (28 Jan 2004 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (26 Oct 2002 to 6 Jun 2005)
    • CF22 Investment Adviser (Trainee) (26 Oct 2002 to 28 Jan 2004)
    • (1)Employed By (since 26 Oct 2002)
  • Michael Williams Financial Services 2340 (no longer approved here)

    FRN 181024

    • (2)Employed By (1 Oct 1998 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.