Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 6 Jun 2005)
- CF21 Investment Adviser (28 Jan 2004 to 31 Oct 2007)
- CF7 Sole Trader (AR) (26 Oct 2002 to 6 Jun 2005)
- CF22 Investment Adviser (Trainee) (26 Oct 2002 to 28 Jan 2004)
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Michael Williams Financial Services Ltd
FRN 219758
- (1)Employed By (since 26 Oct 2002)
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- (2)Employed By (1 Oct 1998 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.