Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (25 Jul 2012 to 7 Mar 2019)
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- CF4 Partner (AR) (6 Dec 2006 to 16 Jan 2008)
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- (2)Employed By (12 Jan 2005 to 16 Jan 2008)
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- (1)Employed By (19 Nov 2004 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.