Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phillip Bates & Co Financial Services Limited (no longer approved here)

    FRN 469998

    • CF30 Customer (1 May 2012 to 19 Dec 2012)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF21 Investment Adviser (2 Mar 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 21 Sep 2004)
    • CF22 Investment Adviser (Trainee) (18 Jan 2002 to 3 Feb 2003)
    • CF24 Pension Transfer Specialist (18 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.