Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
- CF1 Director (AR) (28 Mar 2008 to 21 Feb 2019)
- CF30 Customer (28 Mar 2008 to 4 Apr 2022)
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- (1)Employed By (7 Aug 2017 to 4 Apr 2022)
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- CF30 Customer (1 Nov 2007 to 10 Mar 2008)
- CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
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- Employed By (26 Jul 2005 to 10 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Tatton Financial Planning Ltd
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controlled function added: (1)Employed By at Tatton Financial Planning Ltd