Michael Cole-Fontayn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • Director of firm who is not a certification employee or a SMF manager (since 19 Feb 2021)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF9 Chair of the Governing Body (11 Aug 2020 to 17 Nov 2020)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF9 Chair of the Governing Body (11 May 2016 to 15 Dec 2017)
    • CF1 Director (29 Jul 2011 to 6 Mar 2016)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 15 Dec 2017)
    • CF3 Chief Executive (26 Sep 2011 to 6 Mar 2016)
    • CF1 Director (12 Mar 2010 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 12 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF2 Non Executive Director (18 Nov 2011 to 29 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.