Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Manager of certification employee (since 15 Jul 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2024)
    • CF30 Customer (9 Mar 2009 to 8 Dec 2019)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF1 Director (3 Aug 2006 to 27 Jun 2007)
    • CF23 Corporate Finance Adviser (1 Jun 2006 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF1 Director (5 Mar 2004 to 31 Jul 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.