Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF7 Group Entity Senior Manager (20 Feb 2019 to 2 Jul 2021)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Feb 2019)
    • CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF7 Group Entity Senior Manager (20 Feb 2019 to 2 Jul 2021)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Feb 2019)
    • CF29 Significant management (18 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.