Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (20 Feb 2019 to 2 Jul 2021)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Feb 2019)
- CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF7 Group Entity Senior Manager (20 Feb 2019 to 2 Jul 2021)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 20 Feb 2019)
- CF29 Significant management (18 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.