Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 May 2012)
- CF30 Customer (since 24 Feb 2011)
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Casterdon Financial Planning Ltd
FRN 541861
- Employed By (since 24 Feb 2011)
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- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 9 Feb 2004)
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.