Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 May 2012)
    • CF30 Customer (since 24 Feb 2011)
    • Employed By (since 24 Feb 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (28 Jan 2004 to 9 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.