Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Nov 2009 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2016 to 8 Dec 2019)
  • Advisory Insurance Brokers Limited (no longer approved here)

    FRN 313250

    • CF17 Significant Mgt (Other Business Operations) (6 Sep 2006 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.