Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Halcyon Financial Solutions Limited (no longer approved here)

    FRN 464549

    • SMF3 Executive Director (9 Dec 2019 to 29 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (2 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2007 to 12 Apr 2011)
    • CF11 Money Laundering Reporting (2 Apr 2007 to 14 Oct 2019)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.