Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Earlyworld Capital Limited
FRN 740115
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
- CF30 Customer (29 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 10 Sep 2008)
- CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
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- CF26 Customer Trading (22 Jan 2004 to 3 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.