Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2024)
  • VSA Capital Limited (no longer approved here)

    FRN 158790

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • CF30 Customer (29 Jul 2019 to 8 Dec 2019)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 10 Sep 2008)
    • CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF26 Customer Trading (22 Jan 2004 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.