Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PricewaterhouseCoopers LLP
FRN 221411
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (14 Jun 2011 to 8 Dec 2019)
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- CF21 Investment Adviser (15 Feb 2002 to 1 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
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- CF21 Investment Adviser (15 Feb 2002 to 1 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.