Michael Charles Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London Bridge Risk PCC Limited (no longer approved here)
FRN 936856
- SMF2 Chief Finance (8 Jan 2021 to 30 Sep 2022)
Baltic PCC Limited (no longer approved here)
FRN 825983
- SMF1 Chief Executive (9 Jan 2019 to 30 Sep 2022)
- SMF2 Chief Finance (9 Jan 2019 to 30 Sep 2022)
Sussex Capital UK PCC Limited (no longer approved here)
FRN 814631
- Director of firm who is not a certification employee or a SMF manager (11 Dec 2018 to 15 Apr 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.