Michael Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF27 Investment Management (29 Sep 2005 to 31 Oct 2007)
    • CF1 Director (11 Feb 2005 to 18 Feb 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.