Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GROVE PENSION SOLUTIONS LTD
FRN 465051
- SMF1 (AR) Chief Executive function (since 21 Feb 2022)
- SMF3 (AR) Executive Director function (since 21 Feb 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (20 Nov 2017 to 12 Nov 2018)
- CF8 Apportionment and Oversight (25 May 2007 to 31 Mar 2009)
- CF10 Compliance Oversight (25 May 2007 to 1 Nov 2018)
- CF11 Money Laundering Reporting (25 May 2007 to 1 Nov 2018)
- CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
- CF3 Chief Executive (25 May 2007 to 8 Dec 2019)
- CF1 Director (25 May 2007 to 8 Dec 2019)
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Grove Investment Solutions Ltd
FRN 968059
- (2)Employed By (since 21 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
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