Michael Burgess

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited

    FRN 139200

    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Manager of certification employee (since 4 Jul 2024)
  • Amia Capital LLP (no longer approved here)

    FRN 766288

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
    • CF30 Customer (15 May 2017 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (28 Dec 2016 to 10 Mar 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Oct 2010 to 28 May 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 3 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 3 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.