Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • SMF3 Executive Director (17 Mar 2022 to 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (1 Apr 2011 to 31 Mar 2013)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • [FCA CF] Manager of certification employee (22 Oct 2021 to 31 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.