Michael Borch

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 3 Oct 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 22 Feb 2024)
    • [FCA CF] Client dealing (1 Nov 2016 to 11 Jul 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 11 Jul 2024)
    • [FCA CF] Client dealing (1 Nov 2016 to 11 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 22 Feb 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (22 Jun 2018 to 11 Jul 2024)
    • [FCA CF] Material risk taker (22 Jun 2018 to 11 Jul 2024)
    • [FCA CF] Client dealing (1 Nov 2016 to 11 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 22 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 5 Jan 2009)
    • CF23 Corporate Finance Adviser (28 Sep 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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