Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GMB PORTFOLIO SERVICES LTD.
FRN 738159
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Sep 2020)
- [FCA CF] Client dealing (since 17 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jul 2016 to 8 Dec 2019)
- CF30 Customer (14 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (16 Nov 2012 to 13 Jul 2016)
- CF1 Director (AR) (16 Nov 2012 to 13 Jul 2016)
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- Employed By (16 Nov 2012 to 13 Jul 2016)
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- CF30 Customer (24 Jul 2009 to 15 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.