Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Sep 2020)
    • [FCA CF] Client dealing (since 17 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (14 Jul 2016 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (16 Nov 2012 to 13 Jul 2016)
    • CF1 Director (AR) (16 Nov 2012 to 13 Jul 2016)
  • GMB Portfolio Services Ltd (no longer approved here)

    FRN 589918

    • Employed By (16 Nov 2012 to 13 Jul 2016)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (24 Jul 2009 to 15 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.