Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
- CF30 Customer (since 23 Aug 2023)
- CF1 Director (AR) (since 23 Aug 2023)
-
Strategic Partnerships Limited
FRN 997094
- (1)Employed By (since 23 Aug 2023)
-
- CF30 Customer (24 Apr 2014 to 16 Jun 2014)
-
- CF30 Customer (19 Aug 2013 to 10 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.