Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Aug 2023)
    • CF1 Director (AR) (since 15 Aug 2023)
    • CF30 Customer (since 15 Aug 2023)
    • (1)Employed By (since 15 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2023)
    • CF30 Customer (17 Feb 2016 to 5 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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