Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 2 Sep 2024)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 24 Oct 2011)
    • CF4 Partner (AR) (24 Mar 2022 to 29 Jun 2022)
    • CF1 Director (AR) (24 Oct 2011 to 5 Mar 2025)
  • Champain Financial Services LLP (no longer approved here)

    FRN 972540

    • Employed By (24 Mar 2022 to 29 Jun 2022)
  • Champain Financial Services Ltd (no longer approved here)

    FRN 415910

    • Employed By (4 Dec 2004 to 5 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.