Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF10 Compliance Oversight (21 Apr 2009 to 9 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 May 2002 to 31 Oct 2007)
    • CF1 Director (28 May 2002 to 8 Dec 2019)
    • CF3 Chief Executive (28 May 2002 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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