Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Michael Letch & Partners
FRN 112064
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- [PRA CF] Significant risk taker or Material risk taker (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- [PRA CF] Managing a material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.