Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2019)
    • [FCA CF] Client dealing (since 16 Aug 2016)
    • [FCA CF] Manager of certification employee (2 Dec 2019 to 27 Feb 2025)
    • CF30 Customer (23 Jul 2009 to 6 Jun 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (9 Sep 2014 to 21 Jan 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Jul 2009)
    • CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.