Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
- CF30 Customer (since 18 Sep 2023)
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Burfields House Wealth Management Ltd
FRN 795412
- Employed By (since 18 Sep 2023)
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- CF30 Customer (23 Oct 2020 to 28 Sep 2023)
- [FCA CF] Client dealing (23 Jan 2020 to 12 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (23 Jan 2020 to 3 Jan 2024)
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- (11)Employed By (23 Oct 2020 to 5 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
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