Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF30 Customer (since 18 Sep 2023)
    • Employed By (since 18 Sep 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (23 Oct 2020 to 28 Sep 2023)
    • [FCA CF] Client dealing (23 Jan 2020 to 12 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (23 Jan 2020 to 3 Jan 2024)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (11)Employed By (23 Oct 2020 to 5 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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