Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (24 Apr 2023 to 24 Oct 2025)
- SMF1 Chief Executive (9 Dec 2019 to 29 Feb 2020)
- SMF27 Partner (9 Dec 2019 to 24 Oct 2025)
- CF30 Customer (16 Jun 2014 to 8 Dec 2019)
- CF3 Chief Executive (16 Jun 2014 to 8 Dec 2019)
- CF4 Partner (16 Jun 2014 to 8 Dec 2019)
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- CF4 Partner (11 May 2007 to 3 Apr 2009)
- CF10 Compliance Oversight (29 Mar 2006 to 18 May 2009)
- CF11 Money Laundering Reporting (29 Mar 2006 to 18 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.