Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 31 Mar 2025)
- CF30 Customer (since 26 Mar 2025)
-
Benchmark Financial Planning Limited
FRN 227247
- Employed By (since 26 Mar 2025)
-
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
-
- CF30 Customer (29 Sep 2010 to 11 Nov 2012)
-
- CF30 Customer (1 Nov 2007 to 22 May 2010)
- CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 15 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.